If you're an Investment Advisor Representative (IAR) working for a Registered Investment Advisor (RIA or "Broker Dealer"), and you're offering fee-based financial planning services, isn't there a conflict between your fiduciary duty to your client and the NASD rules which prohibit selling away?
As an example, if I uncover that the client would be better off moving their account to another B/D, aren't I violating the rules against selling away if I tell them that?