Ignore basis in IRA

Oct 16, 2021 Last reply: 4 years ago 3 Replies

Consider this possible scenario:



========== A taxpayer has a traditional IRA some 30-40 years ago, consisting solely of a one-year certificate of deposit, funded by a deductible contribution to that IRA. On the advice of the IRA's custodian, the taxpayer included interest from that CD in taxable income, paid tax on it, and included a form 8606 with the return. By the time the taxpayer discovered that the advice was erroneous, it was too late to amend the return and exclude that interest from income. No other events over the years caused a change to the basis. Now suppose, decades later, that the amount of that interest is less than 1% the value of the IRA, so more than 99% of the amount of any withdrawal is taxable. Accounting for nondeductible contributions is a pain, and the taxpayer might think it was not worth saving a few dollars. ==========



Can the taxpayer simply declare the entire withdrawal as taxable income and pay tax on it, ignoring the basis? Though that would technically be an inaccurate return, are there any circumstances where this could create a problem? (And if it does, is the worst-case scenario that the IRS would insist the basis be considered, which would lead to a refund of a few dollars of tax?)


The fact that some of the interest was reported incorrectly as income and tax was paid has no impact on current distributions from the IRA. If the contributions were tax deductible, then 100% of the distributions are taxable. If the contributions were not deductible, you need to determine the amount of basis included in any distribution.

Ira Smilovitz, EA Leonia, NJ

Ira, can you clarify please? Are you saying that, since the interest paid into the IRA was not subject to tax at that time, the fact that it was declared as taxable income and tax paid on it at that time is irrelevant, and in fact the basis in the IRA is zero?

Correct. If all of the initial contributions were tax-deductible, then the basis in the IRA is $0. The fact that tax was paid on "income" that wasn't taxable income at the time it was recieved, doesn't create basis in the IRA - it's just a mistake that should have been corrected with an amended return when it was discovered.

Ira Smilovitz, EA Leonia NJ

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