Re: transferred too much to my Roth IRA

Jun 28, 2008 1 Replies


> Before the March 15th, 2008 deadline, I transferred money to my online


>> brokerage to max out my 2007 contributions to my Roth IRA. However, I
>> accidentally transferred too much ( I did a transfer twice ). I called
>> my broker before the 15th, and the operator said they would take care
>> of it. I got the money back.
>
> Since you had already made the investment, why didn't you have the second
> amount recharacterized to be your 2008 contribution? There was no reason > to
> withdraw it (unless you know that you won't qualify to contribute in > 2008).
> No penalty. No 1099-R/5498 coding mess.

Since "recharacterize" is a term of art in IRA law and doesn't apply to this situation, a clarification.


When I make an IRA contribution I have to specify the tax year it's for. I have heard that some custodians will accommodate the taxpayer in cases like OP's and change the contribution year after the fact, but I know of nothing that requires them to (and I'm not sure they're allowed to).

Right, and the first payment of the contribution was so designated. The second transfer had no designation whatsoever, but based on the date, it could be either 2007 or 2008. Clarification after the fact isn't forbidden. Technically, if the first contribution was the maximum for 2007, then the custodian should have automatically either rejected the second transfer or automatically considered it as 2008 contribution.

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