Complaint about IFA

Feb 16, 2004 1 Replies

If I make a complaint to the FSA about an IFA, what power do they have over them? Can they revoke their license (are IFA's licensed by the FSA?)



My IFA is starting to demand money for lost commission, when (by his own contract) he is not entitled to it. What would the FSA do in such a position?


Why not ask them?

I further refer to the previous answers offered by group members when you asked a similar question in January 2004:

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