I have to take two FSA exams to qualify as a broker for the firm I am going to work for as a CFD Advisory Broker.
If anybody has taken these in the past, could you please post with where and how I should take these?
Also, if you know where I can see any past papers and get hold of any second hand text (or relevant) books that would be great.
Regards
Matt
Surely the guy in charge of compliance at your firm should be able to tell you this.
Rob Graham
Sounds like the securities institute IAQ exams. usually 3 are needed, these being Introduction to Securities and Investment, FSA regulatory environment and one other work related. See their website
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